Making your transition to Securities America a smooth, positive experience is the first step in a long-term strategic partnership focused on your needs. From the day you are pre-approved through your first 90 days on board, you are assigned a personal Transition Consultant, as well as dedicated licensing and compliance specialists, all of whom will make sure the transition is smooth and thorough in every regard.
Among the many support services we’ll provide, you can rely on:
- a dedicated team of specialists who will support you and your staff
- help with preparation of records to facilitate account re-papering
- coordination with your current b/d to ensure a smooth transfer of accounts
- in-depth technology training to get you up and running quickly
- orientation sessions to familiarize you with workflow, teams, services, etc.
- comprehensive start-up kit
- online training and educational resources
Our Transition Team will work with you every step of the way until you and your staff are comfortably on board and able to effectively conduct your business. From simple to complex needs, we’ll be there to support you.
