The Company

At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our Midwestern work ethic drives us to go that extra mile to ensure the expectations of our advisors and their clients are being met. With more than 1,800 financial professionals nationwide, everything we do revolves around helping them deliver the best financial products, services and financial counsel to their clients.

We believe the independent support provided by our financial professionals plays a vital role in people’s lives. We’re proud to foster that independence, and we’re passionate about providing user-friendly, customer-driven technology, professional development resources, and extraordinary service that allows our advisors to excel.  
 
We’re committed to finding and training the best employees so the service we provide to our financial professionals and their clients is accurate, professional, and expedient. In fact, every employee goes through extensive training, receives continuous education, and attends classes to achieve certification in providing excellent service. On average, close to 50% of our workforce is securities licensed to better understand the challenges of the independent financial professional and their client relationships.
 
Securities America was founded in 1984 and is based in Omaha, Nebraska. Today we are one of the nation's largest and most successful independent general securities broker/dealers. Securities America is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC). Accounts are carried by National Financial Services, LLC, Member NYSE/SIPC and Pershing, LLC, a subsidiary of The Bank of New York Company, Inc.

The Advisory division of the company (Securities America Advisors, Inc.) was founded in 1994 and is an SEC Registered Investment Advisor firm with over $15 billion is assets under management.*  We offer education, advice and implementation of retirement planning and other wealth management strategies through our Registered Investment Advisor Representatives nationwide. Along with our wide variety of insurance, annuity and ancillary products available via our robust strategic brokerage relationships, our products and support services are geared to help independent advisors provide their clients with quality financial advice for life.


*As of 1Q2011

 Click below for more in-depth information on:
 ►   Securities America Statistics
 ►   Advisor Success Stories
 ►   Compare Us (Broker/Dealer Scorecard)
 ►   Broker/Dealer Survey Results
 ►   A Summary of Our Top-Notch Services