NOTEWORTHY
Accomplishments, advisor testimonials, items of interest… find them all here!
What’s Happening to Regulation?
March 1, 2010 – Financial Planning – General Counsel Tracy DeWald was invited to participate in a roundtable conversation about the future of regulatory and compliance issues affecting independent advisors and broker-dealers.
FPA-Investment News Business Solutions conference
March 2, 2010 – InvestmentNews – In his IN Tech blog, journalist Davis Janowski writes about being interviewed by Advisorpod at the FPA Business Solutions conference. He cites the reach of Securities America's innovative practice management resource site (14,000 subscribers), which is available to all advisors regardless of broker/dealer affiliation.
Securities America Advisors Collaborate and Achieve Success
Securities America Advisors Collaborate and Achieve Success February 25, 2010 -- PR Podcast -- Securities America reports that nearly 50 percent of their producing advisors are benefitting from the experience and expertise of their colleagues through collaborative study groups and LISTSERV activities.
Next Move 2010 and Beyond: Moving to the Next Level Through Mentoring or Coaching
February 1, 2010 – Registered Rep - Securities America executive Kirk Hulett and registered representative Janice Thompson (president, Strategic Financial Solutions, Inc., San Diego) were interviewed about how coaching can help advisors gain clarity of their business, increase overall life satisfaction and increase revenue. Thompson called Securities America’s Next Level coaching program a "life-changing experience."
Aiming High
February 1, 2010 – Registered Rep – The article “Aiming High” profiles Securities America’s parent company, Ameriprise, and discusses the various types of broker/dealer affiliations that advisors can choose from, including the fully independent model that is offered at Securities America.
Securities America Exceeds Expectations with Next Level Coaching Program
Advisor David Evenson described his experience in Next Level as, “the greatest thing I’ve done for my business in 25 years.” Read this news release for more information on the success of this proven coaching program.
Changing Broker/Dealers is the Best Decision We’ve Made in the Last Ten Years
Successful advisor Denise Fries discusses her firm’s search process, the revelations they experienced as a result of the search, and ultimately why they chose Securities America.
Is the Road You’re On Taking You Where You Want to Go?
Sometimes you get set on a certain path and you put your head down, keep charging forward and hope at the end of the road you’ll have built a great career for yourself. And then at some point you stop, look up, and say, “Is this really where I want to be? It’s not quite the destination I’d hoped for.” Advisor Grier Laughlin made the transition from a wirehouse environment to independence back in 2005. He still wishes he’d done it sooner.
